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Home Advocacy Legal and Regulatory Affairs Legal and Regulatory Affairs Bulletins (Login Required)
Bulletin: T-1 to T+1
May 2023
Bulletin: Being Upfront About Commissions
November 2022
Bulletin: Looking Ahead – Regulatory Change in 2021
January 27, 2021
Technology Bulletin: The Tech Task Force Needs Your Input!
January 11, 2021
Bulletin: A Regulatory Retrospective on 2020
December 14, 2020
Bulletin: Beneficiary Designations at Risk
September 10, 2020
Bulletin: The MFDA’s Vision for a Modern SRO
February 25, 2020
Bulletin: Looking Ahead Regulatory Change in 2020
January 15, 2020
Bulletin: Split Decision on the Fate of Deferred Sales Charges
September 2019
Bulletin: Gaining Momentum: Title Protection Arrives in Saskatchewan
August 2019
Bulletin: Canadian Securities Administrators Release Revised Client Reforms
July 2019
Bulletin: Staying on Top of Fintech Developments
June 2019
Video: Interview with Ed Skwarek about the Ontario Budget and Professions Model
May 2019
Bulletin: CLHIA Withdraws Guideline 19
May 2019
Bulletin: OSC Issues Moratorium on Late Filing Fees for Outside Business Activities
April 2019
Bulletin: Advocis takes action on CLHIA Guideline 19
March 2019
Bulletin: Ontario takes major step towards professionalization of financial advisors
February 2019
Bulletin: Structural change on the horizon for Canadian securities and Ontario insurance regulation
February 2019
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